Financial Regulatory Investigations & Enforcement
Trusted advisors in navigating regulatory investigations and enforcement actions
Bates White has extensive experience in financial regulatory investigations and enforcement actions across a broad array of industries and financial products. Our experts provide rigorous economic and statistical analysis to help attorneys, financial institutions, and regulators address claims involving fraud, unfair and deceptive acts or practices, discrimination, and complex financial transactions. We analyze consumer, transaction, and market data to assess adherence to regulatory standards, identify potential violations, and evaluate whether observed outcomes arise from legitimate business practices.
Leveraging advanced econometric techniques and deep industry knowledge, Bates White has supported clients in high-profile investigations and enforcement actions initiated by regulatory agencies, including the Consumer Financial Protection Bureau (CFPB), Department of Justice (DOJ), and other federal and state authorities. Our work has included evaluating practices such as underwriting, pricing, market segmentation, and operational policies, providing critical insights to help clients navigate enforcement actions, settlements, and litigation. With an ability to distill complex data into clear and actionable insights, Bates White empowers legal teams and decision-makers to effectively address regulatory challenges across diverse financial sectors.
